Best Investors Account Sign in
Current Employers
United Capital Financial Advisors

125 E John Carpenter Frwy Suite 1300, Irving, TX 75062 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-09-12
  • CA RA
    APPROVED
    Since 2025-09-12

Branch Locations

620 Newport Center Dr Suite 550, Newport Beach, CA 92660 • United States

Playa Del Rey, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Ayco Company, L.P./Mercer Allied Irvine CA 06/2016 01/2021
Goldman Sachs & Co. Llc Irvine CA 01/2021 06/2023
Jpmorgan Chase Bank Na Manhattan Beach CA 06/2023 09/2025
Jpmorgan Securities Llc Manhattan Beach CA 06/2023 09/2025
United Capital Financial Advisors, Llc Irving TX 09/2025 Present
Lion Street Financial Austin TX 10/2025 Present
Integrity Alliance, Llc. Newport Beach CA 11/2025 Present
  • 06/2016 → 01/2021
    The Ayco Company, L.P./Mercer Allied
    Irvine, CA
  • 01/2021 → 06/2023
    Goldman Sachs & Co. Llc
    Irvine, CA
  • 06/2023 → 09/2025
    Jpmorgan Chase Bank Na
    Manhattan Beach, CA
  • 06/2023 → 09/2025
    Jpmorgan Securities Llc
    Manhattan Beach, CA
  • 09/2025 → Present
    United Capital Financial Advisors, Llc
    Irving, TX
  • 10/2025 → Present
    Lion Street Financial
    Austin, TX
  • 11/2025 → Present
    Integrity Alliance, Llc.
    Newport Beach, CA
Previous Registrations
Other Businesses

1. Women in Defense Greater Los Angeles Chapter; Non- investment related; Arlington, VA; Secretary; A national security organization affiliated with NDIA, which cultivates and supports the advancement and recognition of women in all aspects of national security; JAN 2025; 4 hours per month; 0 hours during securities trading hours; Duties include keep minutes of board meetings, manage meeting minutes, provide documents to prepare for board meetings, prepare board agenda, bring documents to meeting, preside over meeting in absence of president, notify officers of their election or appointment, provide updated slate of board members and their affiliations to the board and National, and manage email. account

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-03
  • S66 Uniform Combined State Law Examination
    2016-10-03
Other Names
  • Kirsten Arnold
  • Stephanie Arnold
  • Stephanie Kirsten Marie Arnold
  • Stephanie Marie Kirsten Arnold

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Newport Beach, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor