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125 E John Carpenter Frwy Suite 1300, Irving, TX 75062 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-09-12 |
Branch Locations
620 Newport Center Dr Suite 550, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Ayco Company, L.P./Mercer Allied | Irvine | CA | 06/2016 | 01/2021 |
| Goldman Sachs & Co. Llc | Irvine | CA | 01/2021 | 06/2023 |
| Jpmorgan Chase Bank Na | Manhattan Beach | CA | 06/2023 | 09/2025 |
| Jpmorgan Securities Llc | Manhattan Beach | CA | 06/2023 | 09/2025 |
| United Capital Financial Advisors, Llc | Irving | TX | 09/2025 | Present |
| Lion Street Financial | Austin | TX | 10/2025 | Present |
| Integrity Alliance, Llc. | Newport Beach | CA | 11/2025 | Present |
1. Women in Defense Greater Los Angeles Chapter; Non- investment related; Arlington, VA; Secretary; A national security organization affiliated with NDIA, which cultivates and supports the advancement and recognition of women in all aspects of national security; JAN 2025; 4 hours per month; 0 hours during securities trading hours; Duties include keep minutes of board meetings, manage meeting minutes, provide documents to prepare for board meetings, prepare board agenda, bring documents to meeting, preside over meeting in absence of president, notify officers of their election or appointment, provide updated slate of board members and their affiliations to the board and National, and manage email. account
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-10-03 |
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