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Hightower Advisors, LLC CRD 145323
$199B regulatory AUM 500 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-10-30 |
Branch Locations
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
505 5Th Ave. 4Th Floor, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc | New York City | NY | 06/2016 | 03/2019 |
| Charles Schwab Bank | New York City | NY | 11/2017 | 03/2019 |
| Hightower | Chicago | IL | 06/2021 | Present |
| Altfest Personal Wealth Management | New York | NY | 03/2019 | 06/2021 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-10-20 |
| S66 | Uniform Combined State Law Examination | 2016-11-15 |
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