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Katherine Ann Johnson

Robert W. Baird & Co. Incorporated

Chicago, IL

Naperville, IL

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-09-05
IL RA APPROVED 2019-09-04
  • FL RA
    APPROVED
    Since 2019-09-05
  • IL RA
    APPROVED
    Since 2019-09-04

Branch Locations

227 West Monroe Street, Chicago, IL 60606 • United States

Naperville, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Chicago IL 07/2016 09/2019
Baird Chicago IL 09/2019 Present
  • 07/2016 → 09/2019
    Ubs Financial Services
    Chicago, IL
  • 09/2019 → Present
    Baird
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-24
  • S66 Uniform Combined State Law Examination
    2018-09-24

View on SEC IAPD

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