Philip Mark Wuerffel

Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

Authority	Category	Status	Date
DC	RA	APPROVED	2026-05-26
TX	RA	APPROVED	2020-09-30
WA	RA	APPROVED	2020-09-30

DC RA
APPROVED

Since 2026-05-26
TX RA
APPROVED

Since 2020-09-30
WA RA
APPROVED

Since 2020-09-30

Branch Locations

Sumner, WA • United States

11711 Se 8Th Street Ste 201, Bellevue, WA 98005 • United States

2505 S 320Th St, Federal Way, WA 98003 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Thrivent Investment Management Inc	Federal Way	WA	08/2016	Present
Thrivent Financial	Appleton	WI	08/2016	12/2016
Thrivent Financial	Appleton	WI	12/2016	Present

08/2016 → Present

Thrivent Investment Management Inc

Federal Way, WA
08/2016 → 12/2016

Thrivent Financial

Appleton, WI
12/2016 → Present

Thrivent Financial

Appleton, WI

Other Businesses

KIROS POSITION: Tacoma Chapter Director NATURE: Who KIROS is:We are Christians in business, transforming our business community by rooted relationship with God and one another.What we do:Through breakfasts, small groups, and other venues of connection, we cultivate rooted relationships that lead the way for Christians to integrate their faith and business calling more authentically.How we do it:We meet monthly to connect, encourage, and equip each other to bring transformation to our business world. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 04/19/2024 ADDRESS: 1018 Market St., Kirkland WA 98033, United States DESCRIPTION: Host and emcee the monthly gathering of Christians in Business.Help coordinate the volunteers that help facilitate that monthly gathering. KIROS POSITION: Board Member NATURE: Who KIROS is: We are Christians in business, transforming our business community by rooted relationship with Godand one another.What we do: Through breakfasts, small groups, and other venues of connection, we cultivate rooted relationships thatlead the way for Christians to integrate their faith and business calling more authentically.How we do it: We meet monthly to connect, encourage, and equip each other to bring transformation to our businessworld. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/13/2024 ADDRESS: 1018 Market St., Kirkland WA 98033, United States DESCRIPTION: Advisory board. Giving and encouraging direction to the pursuit of the organization.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-09-29
S63	Uniform Securities Agent State Law Examination	2016-10-05

S66 Uniform Combined State Law Examination

2020-09-29
S63 Uniform Securities Agent State Law Examination

2016-10-05

View on SEC IAPD