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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-03-29
OH RA APPROVED 2021-12-07
  • TX RA
    APPROVED
    Since 2022-03-29
  • OH RA
    APPROVED
    Since 2021-12-07

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

312 Walnut St Pbig - Cincinnati, Cincinnati, OH 45202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Cincinnati OH 06/2021 Present
Deloitte Cincinnati OH 01/2020 04/2020
University Of Kentucky Endowment Office Lexington KY 01/2019 01/2020
The E.W. Scripps Company Cincinnati OH 05/2019 08/2019
Broadview Financial Cincinnati OH 05/2017 08/2017
University Of Kentucky Lexington KY 08/2016 05/2021
Bank Of America, N.A. Cincinnati OH 07/2021 Present
  • 06/2021 → Present
    Cincinnati, OH
  • 01/2020 → 04/2020
    Deloitte
    Cincinnati, OH
  • 01/2019 → 01/2020
    University Of Kentucky Endowment Office
    Lexington, KY
  • 05/2019 → 08/2019
    The E.W. Scripps Company
    Cincinnati, OH
  • 05/2017 → 08/2017
    Broadview Financial
    Cincinnati, OH
  • 08/2016 → 05/2021
    University Of Kentucky
    Lexington, KY
  • 07/2021 → Present
    Bank Of America, N.A.
    Cincinnati, OH
Other Businesses

I*1733274Entity Type, Name of OBA: Cincinnati Cancer AdvisorsAddress: Investment Related: NoPosition, Title, Association: Employee Start Date: No Hours: No Hours during trading: Duties: I am going to be a Sole Man in this year's Wine, Women, and Shoes event. This event is put on annually to benefit the Cincinnati Cancer Advisors (CCA). CCA is an organization that exists to improve the care of cancer patients seeking a second opinion so that they walk away with a thorough understanding of their diagnosis and confidence in their plan of care. For this event, I will be fundraising to benefit CCA.I*2612264, Entity Type Not for profit , Name of OBA: Covington Catholic Address: Park HillsKentucky41011 Investment Related: No Position, Title, Association:committee Employee Start Date:08/07/2025 No Hours: 2 monthly No Hours during trading: 1 monthly Duties: Covington Catholic is the high school I attended. I recently got involved in a committee that runs on Northern Kentuckian of the Year event, which is put on by Covington Catholic. Very minimal. We meet either via Zoom or at Cov Cath to discuss the next year's award recipient, plan for the event, and raise money to ultimately help students in the work study program. I*2899287 Entity Type: N/A Name of OBA: Boys and Girls Club of Greater Cincinnati Address:Cincinnati Ohio Investment Related:No Position, Title, Association:N/A Start Date:01/07/2025 No Hours: 2 Monthly No Hours during trading:0 Monthly Duties:The Boys and Girls Club of Greater Cincinnati has been changing lives since its founding in 1939 by building great futures for kids who need a safe and positive place to spend the most vulnerable times of the day, immediately after school and at night, when supervision is often lacking and temptations are great. I am serving on their Young Professional's board to help plan events that aim to raise funds and awareness for the Boys and Girls Club of Greater Cincinnati. I also help mentor kids to help them achieve their goals in life.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-18
  • S66 Uniform Combined State Law Examination
    2021-11-18
Other Names
  • Andy Flood

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