Best Investors Account Sign in
Inactive

Vivian (Nmn) Tu

Ask Dolly

Miami Beach, FL

Denver, CO

CRD 6672668

Claim This Profile
Employer firm

Ask Dolly CRD 337843

Reported services (Item 5G)

  • Financial planning
  • Educational seminars
  • ON DEMAND FINANCIAL ADVICE

From the firm’s Form ADV. Read the guides:

Current Employers
Ask Dolly

865 Albion St Ste 250, Denver, CO 80220 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-05-18
  • TX RA
    APPROVED_RES
    Since 2026-05-18

Branch Locations

Miami Beach, FL • United States

865 Albion St Ste 250, Denver, CO 80220 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc New York NY 06/2016 07/2018
Ask Dolly, Llc Denver CO 12/2024 Present
Buzzfeed New York NY 07/2018 03/2022
Your Rich Bff Media New York NY 03/2022 Present
  • 06/2016 → 07/2018
    Jpmorgan Securities Llc
    New York, NY
  • 12/2024 → Present
    Ask Dolly, Llc
    Denver, CO
  • 07/2018 → 03/2022
    Buzzfeed
    New York, NY
  • 03/2022 → Present
    Your Rich Bff Media
    New York, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2016-08-26
  • S63 Uniform Securities Agent State Law Examination
    2016-08-26
Other Names
  • Vivian Tu

View on SEC IAPD

More in Miami Beach, FL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor