Joseph Nielsen

Employer firm

Alight Financial Advisors, LLC CRD 158744

$35.1B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2016 → 11/2019
  Fidelity Investments
  Salt Lake City, UT
• 08/2016 → 10/2016
  Western Governors University
  Salt Lake City, UT
• 03/2021 → 09/2021
  Aerotek
  Salt Lake City, UT
• 03/2021 → 09/2021
  Wells Fargo Clearing Services
  Salt Lake City, UT
• 11/2019 → 03/2021
  Unemployed
  Herriman, UT
• 01/2022 → 03/2022
  Gwfs Equities, Inc
  Greenwood Village, CO
• 09/2021 → 01/2022
  Unemployed
  Herriman, UT
• 01/2022 → 03/2022
  Advised Assets Group, Llc
  Greenwood Village, CO
• 06/2022 → 02/2023
  Charles Schwab & Co., Inc.
  Herriman, UT
• 03/2022 → 06/2022
  Unemployed
  Herriman, UT
• 01/2023 → 06/2023
  Bankers Life Securities, Inc
  Chicago, IL
• 02/2023 → 06/2023
  Bankers Life Advisory Services, Inc
  Chicago, IL
• 03/2024 → Present
  Alight Financial Solutions
  Lincolnshire, IL
• 07/2023 → 03/2024
  Unemployed
  Herriman, UT

Previous Registrations

• 2023-02-06 → 2023-06-22
  Bankers Life Advisory Services, Inc.
  Chicago, IL
• 2022-08-10 → 2023-02-06
  Charles Schwab & Co., Inc.
  Herriman, UT
  Westlake, TX
• 2022-01-07 → 2022-03-14
  Empower Advisory Group, Llc
  Greenwood Village, CO
  Herriman, UT
• 2021-05-20 → 2021-09-24
  Wells Fargo Clearing Services, Llc
  Salt Lake City, UT
  St. Louis, MO
• 2018-07-17 → 2019-10-28
  Fidelity Personal And Workplace Advisors
  Salt Lake City, UT

Exams

• S66 Uniform Combined State Law Examination
  2018-06-01
• S63 Uniform Securities Agent State Law Examination
  2016-11-21