Best Investors Account Sign in

Andrew Lawrence Glaze

Stephens

Ridgeland, MS

CRD 6672614

Claim This Profile
Employer firm

Stephens CRD 3496

$18.0B regulatory AUM 170 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Stephens

111 Center St, Little Rock, AR 72201 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2018-06-14
TX RA APPROVED 2017-01-05
  • MS RA
    APPROVED
    Since 2018-06-14
  • TX RA
    APPROVED
    Since 2017-01-05

Branch Locations

140 Township Avenue, Ste 202, Ridgeland, MS 39157 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stephens Inc. Little Rock AR 06/2016 05/2018
Stephens Inc. Ridgeland MS 05/2018 03/2025
Stephens Ridgeland MS 03/2025 Present
  • 06/2016 → 05/2018
    Stephens Inc.
    Little Rock, AR
  • 05/2018 → 03/2025
    Stephens Inc.
    Ridgeland, MS
  • 03/2025 → Present
    Stephens
    Ridgeland, MS
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-12-22
  • S66 Uniform Combined State Law Examination
    2016-12-22

View on SEC IAPD

Nearby Firms

SMITH SHELLNUT WILSON
PARK AVENUE SECURITIES LLC
FOCUS PARTNERS WEALTH, LLC

Nearby Investors

WILLIAM CHADWICK MCKEITHEN
Kevin Patrick Fitzsimmons
BELINDA ANN FIELDS

Nearby Offices

SMITH SHELLNUT WILSON · RIDGELAND, MS
PARK AVENUE SECURITIES LLC · RIDGELAND, MS
FOCUS PARTNERS WEALTH, LLC · RIDGELAND, MS

More in Ridgeland, MS

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor