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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
161 Lexington Green Circle Suite 195, Lexington, KY 40503-3795 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mount Olivet Cemetery Association | Fort Worth | TX | 10/2012 | 09/2016 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 08/2016 | 01/2020 |
| Northwestern Mutual Investment Services Llc | Fort Worth | TX | 08/2016 | 01/2020 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2017 | 01/2020 |
| St. Matthews-Comanche | Comanche | TX | 09/2017 | 01/2020 |
| Fidelity Brokerage Services Llc | Westlake | TX | 01/2020 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-02-18 |
| S63 | Uniform Securities Agent State Law Examination | 2016-11-14 |
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