James John Mcbratney

Current Employers

Employment History

• 10/2007 → Present
  Lpl Financial Llc
  Cranford, NJ
• 12/2014 → Present
  Private Advisor Group, Llc
  Cranford, NJ

Previous Registrations

• 2007-03-03 → 2007-09-11
  1717 Capital Management Company
  Cranford, NJ
• 2005-03-25 → 2007-01-17
  Ubs Financial Services Inc.
  Westfield, NJ
  Westfield, NJ

Other Businesses

1. 10/11/2007: CE FINANCIAL - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV RLE - AT REPORTED BUSINESS LOCATION(S) - 50% OF TIME SPENT 2. 10/11/2007: NO BUSINESS NAME - INV REL - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - 10% OF TIEM SPENT - INS TYPES: LIFE, FIXED ANNUITIES 3. 10/11/2007: CAFE DISICILLA INC - 280 WATCHOGUE RD STATEN ISLAND, NY 10314 - RESTAURANT OWNERSHIP - 25% OF TIME SPENT 4. 03/03/2015 - Private Advisor Group - INV REL - 1001 Avenue of the Americas, Suite 1000 New York, NY - Registered Investment Advisor - START 02/15/2015 - 100 HOURS PER MONTH, 80 DURING TRADING - advisory services 5. 11/23/2018 - KJM LLC - Not Investment Related - Not Investment Related - 280 Watchogue Rd., Staten Island, NY 10314 - Business Entity For Tax/Investment Purposes Only - Started 01/02/2006 - 0 Hours Per Month - Formed for the exclusive purpose of holding the property that includes Jimmy Max restaurant. 6. 2/26/2020 - Equity Services inc. - Investment Related - 200 Schultz Dr. Suite 125, Red Bank NJ07701 - Non-Variable Insurance - Independent Contractor - Start Date: 03/09/2020 - 5 Hours Per Month/0 Hours During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2005-03-24

Other Names

• James Mcbratney