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1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2026-07-10 |
| NH | RA | APPROVED | 2026-03-23 |
| NY | RA | APPROVED | 2026-03-19 |
| PA | RA | APPROVED | 2025-06-10 |
| DE | RA | APPROVED | 2025-05-19 |
| FL | RA | APPROVED | 2025-05-15 |
| VA | RA | APPROVED | 2025-05-15 |
| MD | RA | APPROVED | 2025-05-14 |
| NJ | RA | APPROVED | 2025-05-14 |
| DC | RA | APPROVED | 2025-03-25 |
Branch Locations
1489 P Street, Northwest, Washington, DC 20005 • United States
1919 Gallows Road 2Nd Floor, Vienna, VA 22182 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cassava Capital | Alexandria | VA | 12/2012 | 09/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Washington | DC | 09/2017 | 08/2019 |
| Jpmorgan Chase Bank N.A. | Washington | DC | 09/2019 | 03/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Washington | DC | 03/2023 | 10/2024 |
| Unemployed | Washington | DC | 11/2024 | 03/2025 |
| Td Bank N.A. | Washington | DC | 03/2025 | Present |
| Td Private Client Wealth Llc | Washington | DC | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-01-19 |
| S65 | Uniform Investment Adviser Law Examination | 2014-09-24 |
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