Nina Lillian Palmer

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2018-08-29
TX	RA	APPROVED	2018-08-29

NC RA
APPROVED

Since 2018-08-29
TX RA
APPROVED

Since 2018-08-29

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
The Vanguard Group, Inc.	Charlotte	NC	06/2018	Present
Wiseman And Associates Wealth Management	Middleburg	VA	05/2015	05/2018
Virginia Polytechnic Institute And State University	Blacksburg	VA	08/2014	05/2018

06/2018 → Present

The Vanguard Group, Inc.

Charlotte, NC
05/2015 → 05/2018

Wiseman And Associates Wealth Management

Middleburg, VA
08/2014 → 05/2018

Virginia Polytechnic Institute And State University

Blacksburg, VA

Other Businesses

Employee of The Vanguard Group, Inc. (parent company of Vanguard Marketing Corporation) 100 Vanguard Blvd., Malvern, PA 19355.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-07-31

S66 Uniform Combined State Law Examination

2018-07-31

Other Names

Nina Lillian Lindsay
Nina Lindsay
Nina Palmer

View on SEC IAPD