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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VT | RA | APPROVED | 2025-07-18 |
Branch Locations
346 Shelburne Rd Ste 501, Burlington, VT 05401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| State Street Global Advisors | Boston | MA | 06/2016 | 01/2017 |
| State Street Global Advisors Trust Company | Boston | MA | 01/2017 | 06/2018 |
| State Street Global Advisors Funds Distributors Llc | Boston | MA | 06/2016 | 06/2018 |
| Blackrock Investment Management Llc | Boston | MA | 07/2018 | 03/2021 |
| Blackrock Investments, Llc | Boston | MA | 07/2018 | 03/2021 |
| The Vanguard Group, Inc. | Malvern | PA | 04/2021 | 03/2024 |
| Self Employed | Essex Junction | VT | 01/2018 | Present |
| Mercer Investments, Llc | Essex Junction | VT | 03/2024 | 07/2025 |
| Mgi Funds Distributors, Llc | Essex Junction | VT | 07/2024 | 07/2025 |
| Raymond James Financial Services Inc. | Burlington | VT | 07/2025 | Present |
| Raymond James Financial Services Advisors Inc. | Burlington | VT | 07/2025 | Present |
| Vanguard Marketing Corporation | Malvern | PA | 04/2021 | 03/2024 |
| N/A | Essex Junction | VT | 01/2018 | Present |
(1) Name of Business: Hickok & Boardman Capital Management Address: 346 Shelburne Rd Ste 501, Burlington, VT, 05401-4994, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 07/15/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Employee of support company for branch (2) Name of Business: United Way Northwest Vermont Address: 412 Farrell St # 200, South Burlington, VT, 05403, United States Activity Type: Non profit Position/Title: Board Member, Committee Member Investment Related: Yes Start Date: 11/30/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: As of 12/1/2025, I serve on their Finance and Investment Committees. The Finance Committee is responsible for budget planning/oversight, reporting, planning, investment oversight/risk management. The Investment Committee is responsible for managing the IPS, monitoring investment performance, electing/overseeing the investment managers, risk management and supporting long-term goals. As of 6/10/2026, in addition to the duties above, I was nominated and elected to the Board.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-08-02 |
| S63 | Uniform Securities Agent State Law Examination | 2016-08-10 |
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