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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2025-07-18
  • VT RA
    APPROVED
    Since 2025-07-18

Branch Locations

346 Shelburne Rd Ste 501, Burlington, VT 05401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Street Global Advisors Boston MA 06/2016 01/2017
State Street Global Advisors Trust Company Boston MA 01/2017 06/2018
State Street Global Advisors Funds Distributors Llc Boston MA 06/2016 06/2018
Blackrock Investment Management Llc Boston MA 07/2018 03/2021
Blackrock Investments, Llc Boston MA 07/2018 03/2021
The Vanguard Group, Inc. Malvern PA 04/2021 03/2024
Self Employed Essex Junction VT 01/2018 Present
Mercer Investments, Llc Essex Junction VT 03/2024 07/2025
Mgi Funds Distributors, Llc Essex Junction VT 07/2024 07/2025
Raymond James Financial Services Inc. Burlington VT 07/2025 Present
Raymond James Financial Services Advisors Inc. Burlington VT 07/2025 Present
Vanguard Marketing Corporation Malvern PA 04/2021 03/2024
N/A Essex Junction VT 01/2018 Present
  • 06/2016 → 01/2017
    State Street Global Advisors
    Boston, MA
  • 01/2017 → 06/2018
    State Street Global Advisors Trust Company
    Boston, MA
  • 06/2016 → 06/2018
    State Street Global Advisors Funds Distributors Llc
    Boston, MA
  • 07/2018 → 03/2021
    Boston, MA
  • 07/2018 → 03/2021
    Blackrock Investments, Llc
    Boston, MA
  • 04/2021 → 03/2024
    The Vanguard Group, Inc.
    Malvern, PA
  • 01/2018 → Present
    Self Employed
    Essex Junction, VT
  • 03/2024 → 07/2025
    Mercer Investments, Llc
    Essex Junction, VT
  • 07/2024 → 07/2025
    Mgi Funds Distributors, Llc
    Essex Junction, VT
  • 07/2025 → Present
    Raymond James Financial Services Inc.
    Burlington, VT
  • 07/2025 → Present
    Burlington, VT
  • 04/2021 → 03/2024
    Vanguard Marketing Corporation
    Malvern, PA
  • 01/2018 → Present
    N/A
    Essex Junction, VT
Previous Registrations
Other Businesses

(1) Name of Business: Hickok & Boardman Capital Management Address: 346 Shelburne Rd Ste 501, Burlington, VT, 05401-4994, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 07/15/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Employee of support company for branch (2) Name of Business: United Way Northwest Vermont Address: 412 Farrell St # 200, South Burlington, VT, 05403, United States Activity Type: Non profit Position/Title: Board Member, Committee Member Investment Related: Yes Start Date: 11/30/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: As of 12/1/2025, I serve on their Finance and Investment Committees. The Finance Committee is responsible for budget planning/oversight, reporting, planning, investment oversight/risk management. The Investment Committee is responsible for managing the IPS, monitoring investment performance, electing/overseeing the investment managers, risk management and supporting long-term goals. As of 6/10/2026, in addition to the duties above, I was nominated and elected to the Board.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-02
S63 Uniform Securities Agent State Law Examination 2016-08-10
  • S66 Uniform Combined State Law Examination
    2018-08-02
  • S63 Uniform Securities Agent State Law Examination
    2016-08-10
Designations
Other Names
  • Azulena Mahala Royer
  • Lena Mahala Royer
  • Azulena Royer

View on SEC IAPD

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