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333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-11-06 |
Branch Locations
Bloomfield, CT • United States
333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Putnam Investments / Putnam Retail Management Lp | Boston | MA | 09/2017 | 03/2021 |
| Nike Running Store | Westport | CT | 06/2017 | 09/2017 |
| Blackrock / Blackrock Investments Llc | New York | NY | 03/2021 | 09/2024 |
| Capital Group / Capital Client Group, Inc. | Los Angeles | CA | 10/2024 | Present |
| Unemployed | Bridgeport | CT | 08/2016 | 06/2017 |
| Mgc Investments Llc | Bloomfield | CT | 05/2026 | Present |
| Tj's Burritos Bloomfield | Bloomfield | CT | 05/2026 | Present |
MGC INVESTMENTS LLC POSITION: Owner NATURE: This is an LLC I am making solely to make an investment in a local restaurant. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2026 ADDRESS: Bloomfield CT 06002, United States DESCRIPTION: Holding company TJ'S BURRITOS BLOOMFIELD POSITION: Owner/Partner NATURE: Restaurant. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2026 ADDRESS: Bloomfield CT 06002, United States DESCRIPTION: Partner
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-03-05 |
| S63 | Uniform Securities Agent State Law Examination | 2017-12-07 |
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