John Christopher James

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 03/2018
  Axa Advisors Llc
  New York, NY
• 10/2018 → 02/2019
  Pruco Securities, Llc
  Vienna, VA
• 03/2018 → 07/2018
  Unemployed
  Silver Spring, MD
• 02/2019 → 02/2020
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Charlotte, NC
• 04/2019 → 02/2020
  Bank Of America, N.A.
  Charlotte, NC
• 10/2020 → 01/2022
  New York Life
  Bethesda, MD
• 02/2020 → 10/2020
  Unemployed
  Owings Mills, MD
• 12/2020 → 01/2022
  Nylife Securities Llc
  Bethesda, MD
• 01/2021 → 01/2022
  Eagle Strategies Llc
  Bethesda, MD
• 03/2021 → 01/2022
  Strategic Financial Associates, Llc
  Bethesda, MD
• 08/2022 → 12/2025
  Morgan Stanley
  Atlanta, GA
• 01/2022 → 08/2022
  Unemployed
  Washington Dc, DC
• 08/2022 → 12/2025
  Morgan Stanley Private Bank, N.A
  New York, NY
• 12/2025 → Present
  Ameriprise Financial Services, Llc
  Atlanta, GA
• 08/2022 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2022-09-08 → 2025-12-25
  Morgan Stanley
  Bethesda, MD
  Atlanta, GA
• 2021-02-03 → 2022-01-21
  Eagle Strategies Llc
  Bethesda, MD
  Washington, DC
• 2019-03-29 → 2020-01-03
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Charlotte, NC
  New York, NY
• 2017-09-25 → 2018-03-30
  Equitable Advisors, Llc
  Columbia, MD

Exams

• S66 Uniform Combined State Law Examination
  2017-09-20

Other Names

• John C James
• John James
• John Christopher James
• John C James
• John James
• John C James
• John C James Iv