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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-10-15 |
Branch Locations
6695 W Bell Rd, Glendale, AZ 85308 • United States
8601 N Scottsdale Rd Ste 150 [Tl-Rbo], Scottsdale, AZ 85253 • United States
8281 W Lake Pleasant Pkwy, Peoria, AZ 85382 • United States
7510 W Bell Rd, Glendale, AZ 85308 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Roger Dunn Golf Shop | North Hollywood | CA | 12/2015 | 02/2017 |
| Waddell & Reed Inc | Sherman Oaks | CA | 06/2016 | 11/2016 |
| Charles Schwab & Co., Inc. | Phoenix | AZ | 02/2017 | 08/2023 |
| Postmates | Phoenix | AZ | 09/2017 | 07/2022 |
| Seia Llc | Los Angeles | CA | 08/2023 | 10/2025 |
| Ses Inc. | Los Angeles | CA | 08/2023 | 10/2025 |
| Wells Fargo Clearing Services, Llc | Scottsdale | AZ | 10/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-08-30 |
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