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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2024-08-29 |
Branch Locations
9401 Indian Creek Parkway Suite 670, Overland Park, KS 66210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Country Insurance & Financial Services | Kansas City | MO | 11/2004 | 08/2022 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 07/2023 | 08/2023 |
| Guardian Life Insurance Company | Overland Park | KS | 04/2024 | Present |
| Park Avenue Securities | Overland Park | KS | 08/2024 | Present |
| Tibbetts Financial Inc | Parkville | MO | 10/2022 | 04/2024 |
| Guardian Life Insurance Company | Kansas City | MO | 09/2024 | Present |
| Park Avenue Securities | Kansas City | MO | 09/2024 | Present |
1. Insurance broker- products other than Guardian- Goosehead Insurance - Tibbetts Agency, Address: 9401 Indian Creek Pkwy, Ste 670, Overland Park, KS 66210, Start date: 10/15/2022, 80 hours per month, 20 during securities trading hours, Investment related, More than 10% annual income, 2) Tibbetts Financial In. DBA Goosehead Insurance - Tibbetts Agency, owner, Start date: 02/22/2010, Address: 8202 NW 90th Ter Kansas City MO 64153, Duties: owns and operates a property casualty brokerage with Goosehead Insurance, 0 total hours per month, Not investment related, No annual compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-06-14 |
| S63 | Uniform Securities Agent State Law Examination | 2006-03-07 |
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