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Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-08-29
  • MO RA
    APPROVED
    Since 2024-08-29

Branch Locations

9401 Indian Creek Parkway Suite 670, Overland Park, KS 66210 • United States

Kansas City, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Country Insurance & Financial Services Kansas City MO 11/2004 08/2022
Cambridge Investment Research, Inc. Fairfield IA 07/2023 08/2023
Guardian Life Insurance Company Overland Park KS 04/2024 Present
Park Avenue Securities Overland Park KS 08/2024 Present
Tibbetts Financial Inc Parkville MO 10/2022 04/2024
Guardian Life Insurance Company Kansas City MO 09/2024 Present
Park Avenue Securities Kansas City MO 09/2024 Present
  • 11/2004 → 08/2022
    Country Insurance & Financial Services
    Kansas City, MO
  • 07/2023 → 08/2023
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 04/2024 → Present
    Guardian Life Insurance Company
    Overland Park, KS
  • 08/2024 → Present
    Park Avenue Securities
    Overland Park, KS
  • 10/2022 → 04/2024
    Tibbetts Financial Inc
    Parkville, MO
  • 09/2024 → Present
    Guardian Life Insurance Company
    Kansas City, MO
  • 09/2024 → Present
    Park Avenue Securities
    Kansas City, MO
Previous Registrations
  • 2006-06-15 → 2007-07-27
    Country Trust Bank
    Kansas City, MO
Other Businesses

1. Insurance broker- products other than Guardian- Goosehead Insurance - Tibbetts Agency, Address: 9401 Indian Creek Pkwy, Ste 670, Overland Park, KS 66210, Start date: 10/15/2022, 80 hours per month, 20 during securities trading hours, Investment related, More than 10% annual income, 2) Tibbetts Financial In. DBA Goosehead Insurance - Tibbetts Agency, owner, Start date: 02/22/2010, Address: 8202 NW 90th Ter Kansas City MO 64153, Duties: owns and operates a property casualty brokerage with Goosehead Insurance, 0 total hours per month, Not investment related, No annual compensation,

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-06-14
S63 Uniform Securities Agent State Law Examination 2006-03-07
  • S65 Uniform Investment Adviser Law Examination
    2006-06-14
  • S63 Uniform Securities Agent State Law Examination
    2006-03-07
Other Names
  • Jarod Tibbetts

View on SEC IAPD

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