Samantha K Driver

Employer firm

Seia CRD 108163

$22.5B regulatory AUM 114 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2021 → 04/2022
  Charles Schwab & Co., Inc.
  Los Angeles, CA
• 06/2016 → 09/2021
  Raymond James & Associates
  Memphis, TN
• 04/2022 → 08/2023
  Royal Alliance Associates, Inc.
  Los Angeles, CA
• 04/2022 → Present
  Seia Llc
  Los Angeles, CA
• 08/2023 → Present
  Ses Inc.
  Los Angeles, CA

Previous Registrations

• 2022-03-24 → 2022-05-05
  Charles Schwab & Co., Inc.
  Los Angeles, CA

Other Businesses

SEIA POSITION: Registered Associate NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 04/18/2022 ADDRESS: 2121 Avenue of the Stars, Suite 1600, Los Angeles CA 90067, United States DESCRIPTION: Registered Associate at independent RIA SEIA, LLC

Exams

• S66 Uniform Combined State Law Examination
  2022-03-24

Other Names

• Samantha Kate Driver
• Samantha Driver