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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2026-03-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Atlanta | GA | 11/2016 | 08/2018 |
| Clayton Mcleod Brinson | Atlanta | GA | 06/2016 | 08/2018 |
| U.S. Bank | Omaha | NE | 09/2018 | Present |
| U.S. Bancorp Advisors, Llc | Omaha | NE | 02/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2026-03-27 |
| S65 | Uniform Investment Adviser Law Examination | 2025-07-18 |
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