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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2024-08-27 |
| TX | RA | APPROVED | 2024-08-27 |
Branch Locations
1055 Lpl Way, Fort Mill, SC 29715 • United States
Rock Hill, SC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services | Glen Allen | VA | 01/2016 | 05/2021 |
| Lpl Financial Llc | Fort Mill | SC | 06/2021 | 10/2021 |
| Wells Fargo Securities, Llc | Charlotte | NC | 11/2021 | 09/2022 |
| Lpl Financial Llc | Fort Mill | SC | 10/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-08-26 |
| S63 | Uniform Securities Agent State Law Examination | 2021-06-12 |
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