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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-01-07
  • CO RA
    APPROVED
    Since 2025-01-07

Branch Locations

Lone Tree, CO • United States

9140 West 6Th Avenue, Lakewood, CO 80215 • United States

1800 Jackson St Ste 100, Golden, CO 80401-2370 • United States

3100 S Sheridan Blvd Unit F, Denver, CO 80227 • United States

5251 Dtc Pkwy Ste 1045, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc Spokane WA 07/2017 12/2024
University Of Colorado At Boulder Boulder CO 08/2013 05/2017
Leeds School Of Business Boulder CO 08/2016 01/2017
Charles Schwab Bank, Ssb Spokane WA 10/2018 12/2024
Td Ameritrade Inc. Spokane WA 05/2023 06/2024
Lpl Financial Llc Denver CO 01/2025 Present
  • 07/2017 → 12/2024
    Spokane, WA
  • 08/2013 → 05/2017
    University Of Colorado At Boulder
    Boulder, CO
  • 08/2016 → 01/2017
    Leeds School Of Business
    Boulder, CO
  • 10/2018 → 12/2024
    Charles Schwab Bank, Ssb
    Spokane, WA
  • 05/2023 → 06/2024
    Td Ameritrade Inc.
    Spokane, WA
  • 01/2025 → Present
    Denver, CO
Previous Registrations
Other Businesses

1.01/07/2025; Real Estate Rental; Real Estate Rental; Investment Related; Spokane,WA; Start Date 01/06/2025; 0hrs/mth; 0hrs during trading 2.01/07/2025; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Western Wealth Advisors; Investment Related; at Reported Business Location(s); Start Date 01/06/2025; 160hrs/mth; 8hrs during trading 3.01/07/2025; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Financial Dynamics, LLC; Investment Related; at Reported Business Location(s); Start Date 01/06/2025; 160hrs/mth; 8hrs during trading 4.02/02/2026; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Investment Center Located at Credit Union of Colorado; Investment Related; at Reported Business Location(s); Start Date 01/30/2026; 80hrs/mth; 50hrs during trading 5.05/27/2026; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Bravura Wealth LLC; Investment Related; at Reported Business Location(s); Start Date 05/20/2026; 80hrs/mth; 40hrs during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-11-22
  • S66 Uniform Combined State Law Examination
    2017-11-22
Designations

View on SEC IAPD

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