Denise L Herring

Current Employers

Employment History

• 06/2016 → 09/2018
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Macon, GA
• 09/2018 → Present
  Stonex Securities Inc
  Macon, GA
• 09/2018 → Present
  Stonex Advisors Inc
  Macon, GA

Previous Registrations

• 2018-06-26 → 2018-09-10
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Macon, GA

Other Businesses

1)Herring Builders 37 Castleberry Loop, Forsyth, GA 31029 Spouse-owned contracting company Non-investment related Bookkeeping to extent of data compilation to facilitate filing of jt tax return Over 20 years ago <6 hrs per month spent on OBA 2)Estate of Betty J Lundy 37 Castleberry Loop, Forsyth, GA 31029 Executor of mother's estate Non-investment related Settle mother's estate according to the terms of her will 07/13/18 <1 hr spent per month on OBA 3) 8th District Republican Party of GA Nature of Business: Treasurer of 8th District Republican Party. Maintain banking records, issue payments upon approval by committee and co-signed by the District Chair. Investment Related: Non-Investment Related Title: Treasurer Duties: Maintain records of AR/AP, issuance of payments upon committee approval and with co-signature of District Chair, reconciliation of statements, participate in budget development. Duties expected to require 1-2 hours per month, outside of normal business hours and is not investment related. Start Date: 01/12/2020 Hours Devoted to Business: 1-2 hours per month Hours Devoted to Business during Market Hours: 0 4) Rental Property 37 Castleberry Rd Forsyth, GA 31029 Nature of Business: Residential rental property Investment Related: Non-Investment Related Title: Part Owner Start Date: 09/22/2020 Duties: Administrative/accounting of income/expenses Hours Devoted to Business: 1 Hours Devoted to Business during Market Hours: 0 5) DHM Wealth Strategies Inc - 2500 Northside Crossing Ste B, Macon GA 31210 Nature of Business: Operating entity for affiliation with SA Stone Wealth Management Investment Related: No Business Position: President/CEO Business Duties: Manage finances, accounting and legal obligations. Business Start Date: 01/01/2023 Approximately 4 hours spent on this OBA monthly, with 0 during market hours. 6) Lt James Monroe National Society Daughters of the American Revolution Nature of Business: Non-profit, non-political volunteer women's service organization dedicated to historic preservation, education, and patriotism. Investment Related: No Business Position: Recording Secretary Business Duties: Recording Secretary - keep meeting minutes and assist chapter regent with end of year chapter reporting to the state and national organization Business Start Date: 5/25/2021 Approximately 2 hours spent on this OBA monthly, with 0 during market hours.

Exams

• S66 Uniform Combined State Law Examination
  2018-06-22

Other Names

• Denise Johnson Lundy