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Charles Brandon Thomas

Wells Fargo Clearing Services, LLC

Charlotte, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-10-21
NC RA APPROVED 2019-06-19
  • TX RA
    APPROVED
    Since 2019-10-21
  • NC RA
    APPROVED
    Since 2019-06-19

Branch Locations

1525 W Wt Harris Blvd 5Th Fl [Clt Rcast], Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 07/2018 06/2019
Central Piedmont Commuinty College Matthews NC 01/2016 07/2018
Edward Jones Saint Louis MO 06/2016 07/2018
Wells Fargo Clearing Services, Llc Charlotte NC 06/2019 Present
Previous Registrations
  • 2019-03-08 → 2019-05-18
    Edward Jones
    Waxhaw, NC
    St Louis, MO
    Waxhaw, NC
Other Businesses

THE PENNINGTON IRREVOCABLE TRUST ; INV RELATED;WAXHAW,NC; SUCCESSOR TRUSTEE; START DATE: 04/03/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-07
  • S66 Uniform Combined State Law Examination
    2019-03-07

View on SEC IAPD

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