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Jessica Richmond

Ameriprise Financial Services, LLC

San Diego, CA

San Diego, CA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-05-20
  • CA RA
    APPROVED
    Since 2025-05-20

Branch Locations

4655 Executive Dr Ste 300, San Diego, CA 92121-3123 • United States

San Diego, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc San Diego CA 06/2016 05/2017
U.S. Bank San Diego CA 05/2017 06/2018
U.S. Bancorp Investments, Inc. San Diego CA 05/2017 06/2018
Lpl Financial San Diego CA 07/2018 05/2025
Ameriprise Financial Services, Llc San Diego CA 05/2025 Present
Previous Registrations
Other Businesses

Real Estate Ownership; Single Family; 6255 Rancho Mission Rd Unit 208, , San Diego, CA, 92108; Not Investment-Related; 04/04/2026.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-06-26
S63 Uniform Securities Agent State Law Examination 2017-10-07
  • S65 Uniform Investment Adviser Law Examination
    2018-06-26
  • S63 Uniform Securities Agent State Law Examination
    2017-10-07
Other Names
  • Jessica Richmond
  • Jessica Leeanne Richmond

View on SEC IAPD

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