Matthew Alden Phelps

J.P. Morgan Securities LLC

CRD 6668461

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2024-02-29
TX	RA	APPROVED	2024-02-29

IL RA
APPROVED

Since 2024-02-29
TX RA
APPROVED

Since 2024-02-29

Branch Locations

10 S Dearborn St Floor 09, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Goldman Sachs & Co. Llc	Chicago	IL	07/2017	06/2019
Duke Univeristy - Fuqua School Of Business	Durham	NC	08/2015	05/2017
Jpmorgan Chase Bank Na	Tampa	FL	07/2019	Present
Jpmorgan Securities Llc	Tampa	FL	07/2019	Present
Unemployed	Cortez	FL	06/2017	06/2017

07/2017 → 06/2019

Goldman Sachs & Co. Llc

Chicago, IL
08/2015 → 05/2017

Duke Univeristy - Fuqua School Of Business

Durham, NC
07/2019 → Present

Jpmorgan Chase Bank Na

Tampa, FL
07/2019 → Present

Jpmorgan Securities Llc

Tampa, FL
06/2017 → 06/2017

Unemployed

Cortez, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-02-29
S66	Uniform Combined State Law Examination	2017-09-22

S65 Uniform Investment Adviser Law Examination

2024-02-29
S66 Uniform Combined State Law Examination

2017-09-22

Other Names

Matt Phelps
Matthew A Phelps

View on SEC IAPD

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