Nicholas Turner Philippi

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2017 → Present
  Raymond James & Associates, Inc.
  Boston, MA
• 08/2015 → 06/2017
  Mit Sloan School Of Management
  Cambridge, MA

Other Businesses

Name: United States Marine Corps Reserve Investment related: No Address: HMLA-773, 4401 Texas Avenue, JBMDL, New Jersey, 08641 Nature: Marine reserve helicopter squadron Position: UH-1Y helicopter pilot Title: Captain Start date: February 2015 Hours/month: 48hrs (one weekend a month) Hours devoted during trading hours: none Duty description: I fly one weekend a month with my reserve unit Name of Business: United States Marine Corps Address: Fort Dix, NJ, 08640, United States Activity Type: Military - Position/Title: - Investment Related: No Start Date: 05/25/2006 - Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 2-10 Description of duties:

Exams

• S66 Uniform Combined State Law Examination
  2017-11-06

Designations

• Certified Financial Planner

Other Names

• Nicholas Philippi