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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2026-02-10 |
| CT | RA | APPROVED | 2026-02-04 |
| AZ | RA | APPROVED | 2025-05-27 |
| MD | RA | APPROVED | 2024-10-29 |
| WA | RA | APPROVED | 2024-08-20 |
| GA | RA | APPROVED | 2024-06-26 |
| AR | RA | APPROVED | 2023-09-13 |
| TX | RA | APPROVED | 2023-09-13 |
| MA | RA | APPROVED | 2023-08-09 |
| VA | RA | APPROVED | 2023-03-24 |
| FL | RA | APPROVED | 2023-01-05 |
| PA | RA | APPROVED | 2022-07-11 |
| KY | RA | APPROVED | 2022-05-25 |
| CO | RA | APPROVED | 2022-03-23 |
| IL | RA | APPROVED | 2022-03-23 |
| NJ | RA | APPROVED | 2022-01-28 |
| NC | RA | APPROVED | 2022-01-05 |
| CA | RA | APPROVED | 2021-11-30 |
| NY | RA | APPROVED | 2021-09-02 |
| OH | RA | APPROVED | 2021-09-02 |
Branch Locations
Southern Pines, NC • United States
437 Madison Avenue 29Th Floor, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | New York | NY | 07/2017 | 03/2019 |
| Fisher College Of Business | Columbus | OH | 03/2016 | 04/2017 |
| Evercore Group Llc | New York | NY | 03/2019 | 05/2020 |
| Capital Group | New York | NY | 05/2020 | 07/2021 |
| Park Avenue Securities Llc | New York | NY | 07/2021 | 09/2022 |
| Guardian Life Insurance Company | New York | NY | 07/2021 | 09/2022 |
| Guardian Life Insurance Company | Denver | CO | 09/2022 | 09/2023 |
| Park Avenue Securities Llc | Denver | CO | 09/2022 | 09/2023 |
| Guardian Life Insurance Company | Morrison | CO | 09/2023 | 02/2026 |
| Park Avenue Securities Llc | Morrison | CO | 09/2023 | 02/2026 |
| Guardian Life Insurance Company | Southern Pines | NC | 02/2026 | Present |
| Park Avenue Securities Llc | Southern Pines | NC | 02/2026 | Present |
1) Brokering Insurance Products Not Offered For Sale At Guardian, Start date: 09/01/2022, Address: 437 Madison Avenue 29th Floor New York, NY 10022, 2 total hours per month; 2 during securities trading hours, Investment related, Less than 10% annual compensation, 2) CW Real Estate LLC-LC is to hold real estate, Start date: 09/01/2020, Address: 713 S 3rd Street Columbus, OH 43206, 5 total hours per month; 0 during securities trading hours, Investment related, Less than 10% annual compensation, 3) ZH Investments, LLC-Real Estate partnership holding one commercial property, Start date: 06/01/2021, Address: 1025 W Rahn Rd Dayton, OH 45429, 0 total hours per month; Investment related, Less than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2017-08-23 |
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