Erica T Kainuma

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2019 → 04/2023
  Td Ameritrade
  Greensboro, NC
• 01/2019 → 10/2019
  Unemployed
  High Point, NC
• 06/2016 → 09/2017
  T. Rowe Price
  Tampa, FL
• 10/2017 → 12/2018
  T. Rowe Price
  Tampa, FL
• 07/2025 → Present
  Morgan Stanley
  State College, PA
• 01/2023 → 01/2025
  Bekk Consulting Llc
  Tampa, FL
• 01/2025 → 02/2025
  Unemployed
  Tampa, FL
• 03/2025 → 07/2025
  Unemployed
  State College, PA

Previous Registrations

• 2019-10-09 → 2023-05-01
  Td Ameritrade Investment Management, Llc
  Greensboro, NC
  Greensboro, NC
  Winston-Salem, NC
• 2019-10-09 → 2022-10-14
  Td Ameritrade, Inc.
  Greensboro, NC
  Winston-Salem, NC
• 2017-12-19 → 2019-01-02
  T. Rowe Price Advisory Services, Inc.
  Tampa, FL

Exams

• S66 Uniform Combined State Law Examination
  2025-09-29
• S63 Uniform Securities Agent State Law Examination
  2016-09-22

Other Names

• Erica Tamie Kainuma