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Erica T Kainuma

Morgan Stanley

State College, PA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-11-20
PA RA APPROVED 2025-09-30
  • TX RA
    APPROVED
    Since 2025-11-20
  • PA RA
    APPROVED
    Since 2025-09-30

Branch Locations

720 South Atherton Street, State College, PA 16801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Greensboro NC 10/2019 04/2023
Unemployed High Point NC 01/2019 10/2019
T. Rowe Price Tampa FL 06/2016 09/2017
T. Rowe Price Tampa FL 10/2017 12/2018
Morgan Stanley State College PA 07/2025 Present
Bekk Consulting Llc Tampa FL 01/2023 01/2025
Unemployed Tampa FL 01/2025 02/2025
Unemployed State College PA 03/2025 07/2025
  • 10/2019 → 04/2023
    Td Ameritrade
    Greensboro, NC
  • 01/2019 → 10/2019
    Unemployed
    High Point, NC
  • 06/2016 → 09/2017
    T. Rowe Price
    Tampa, FL
  • 10/2017 → 12/2018
    T. Rowe Price
    Tampa, FL
  • 07/2025 → Present
    Morgan Stanley
    State College, PA
  • 01/2023 → 01/2025
    Bekk Consulting Llc
    Tampa, FL
  • 01/2025 → 02/2025
    Unemployed
    Tampa, FL
  • 03/2025 → 07/2025
    Unemployed
    State College, PA
Previous Registrations
  • 2019-10-09 → 2023-05-01
    Td Ameritrade Investment Management, Llc
    Greensboro, NC
    Greensboro, NC
    Winston-Salem, NC
  • 2019-10-09 → 2022-10-14
    Td Ameritrade, Inc.
    Greensboro, NC
    Winston-Salem, NC
  • 2017-12-19 → 2019-01-02
    T. Rowe Price Advisory Services, Inc.
    Tampa, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-29
S63 Uniform Securities Agent State Law Examination 2016-09-22
  • S66 Uniform Combined State Law Examination
    2025-09-29
  • S63 Uniform Securities Agent State Law Examination
    2016-09-22
Other Names
  • Erica Tamie Kainuma

View on SEC IAPD

Other Firms

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NESTLERODE & LOY, INC.
ABUNDANCE WEALTH COUNSELORS, LLC
EDWARD JONES
PFS INVESTMENTS INC.
HORNOR, TOWNSEND & KENT, LLC
LPL FINANCIAL LLC

Other Investors

Jeffrey Malcolm Weatherford
DOREEN LEONA KOLENO
BENJAMIN WESTPHAL PAYNE
Cy Treaster
ROBERT HENRY PFAHL
DAVID L ROSENBLATT
ROBERT JOHN HINSON
JENNIFER A NEWMAN

Other Offices

VICUS CAPITAL, INC. · STATE COLLEGE, PA
VICUS CAPITAL, INC. · STATE COLLEGE, PA
VICUS CAPITAL, INC. · State College, PA
VICUS CAPITAL, INC. · State College, PA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · STATE COLLEGE, PA
NESTLERODE & LOY, INC. · STATE COLLEGE, PA
NESTLERODE & LOY, INC. · STATE COLLEGE, PA
ABUNDANCE WEALTH COUNSELORS, LLC · STATE COLLEGE, PA

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