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601 S. Tryon Street Suite 100, Charlotte, NC 28202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-11-19 |
Branch Locations
601 S. Tryon Street Suite 100, Charlotte, NC 28202 • United States
North Lauderdale, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| T. Rowe Price | Tampa | FL | 06/2016 | 03/2017 |
| Ally Invest Securities Llc | Fort Lauderdale | FL | 02/2019 | Present |
| Nova Southeastern University | Davie | FL | 04/2017 | 07/2019 |
| Broward Health Hospital | Fort Lauderdale | FL | 07/2017 | 02/2018 |
| Ally Invest Advisors | Charlotte | NC | 10/2021 | Present |
| Self-Employed | Fort Lauderdale | FL | 11/2025 | Present |
Ally Invest Advisors. Investment related. 601 S Tryon Street Charlotte NC 28202. Analyst-ECR. Dually licensed. 09/02/2021. 0-20hrs/month. Support both Ally Invest Securities and Ally Invest Advisors in a dually licensed capacity. Responsibilities include servicing Ally Invest customers who may hold self-directed or advisory accounts. Self-employed. Non-investment related. 8143 southgate blvd, North Lauderdale, FL 33068. Independent Tax Preparer. 01/01/2025. 64/Month. Self-employed tax preparer assisting with the preparation of tax returns and focus solely on tax preparation and compliance with IRS guidelines.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-09-02 |
| S63 | Uniform Securities Agent State Law Examination | 2016-08-24 |
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