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Current Employers
Ally Invest Advisors

601 S. Tryon Street Suite 100, Charlotte, NC 28202 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-11-19
  • FL RA
    APPROVED
    Since 2021-11-19

Branch Locations

601 S. Tryon Street Suite 100, Charlotte, NC 28202 • United States

North Lauderdale, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
T. Rowe Price Tampa FL 06/2016 03/2017
Ally Invest Securities Llc Fort Lauderdale FL 02/2019 Present
Nova Southeastern University Davie FL 04/2017 07/2019
Broward Health Hospital Fort Lauderdale FL 07/2017 02/2018
Ally Invest Advisors Charlotte NC 10/2021 Present
Self-Employed Fort Lauderdale FL 11/2025 Present
  • 06/2016 → 03/2017
    T. Rowe Price
    Tampa, FL
  • 02/2019 → Present
    Ally Invest Securities Llc
    Fort Lauderdale, FL
  • 04/2017 → 07/2019
    Nova Southeastern University
    Davie, FL
  • 07/2017 → 02/2018
    Broward Health Hospital
    Fort Lauderdale, FL
  • 10/2021 → Present
    Charlotte, NC
  • 11/2025 → Present
    Self-Employed
    Fort Lauderdale, FL
Other Businesses

Ally Invest Advisors. Investment related. 601 S Tryon Street Charlotte NC 28202. Analyst-ECR. Dually licensed. 09/02/2021. 0-20hrs/month. Support both Ally Invest Securities and Ally Invest Advisors in a dually licensed capacity. Responsibilities include servicing Ally Invest customers who may hold self-directed or advisory accounts. Self-employed. Non-investment related. 8143 southgate blvd, North Lauderdale, FL 33068. Independent Tax Preparer. 01/01/2025. 64/Month. Self-employed tax preparer assisting with the preparation of tax returns and focus solely on tax preparation and compliance with IRS guidelines.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-02
S63 Uniform Securities Agent State Law Examination 2016-08-24
  • S66 Uniform Combined State Law Examination
    2021-09-02
  • S63 Uniform Securities Agent State Law Examination
    2016-08-24
Other Names
  • Eugene Henry Thomas

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