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Susanamaria D Hernandez Lucero

J.P. Morgan Securities LLC

Stockton, CA

Stockton, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-01-01
  • CA RA
    APPROVED
    Since 2024-01-01

Branch Locations

6623 Pacific Ave, Stockton, CA 95207 • United States

510 N El Dorado St, Stockton, CA 95202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Stockton CA 05/2016 09/2023
Jp Morgan Securities, Llc Stockton CA 10/2023 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-29
S63 Uniform Securities Agent State Law Examination 2016-10-17
  • S66 Uniform Combined State Law Examination
    2023-12-29
  • S63 Uniform Securities Agent State Law Examination
    2016-10-17
Other Names
  • Susana Maria Del Rosario Hernandez Zamudio,
  • Susie D. Hernandez Zamudio
  • Susie Zamudio
  • Susana Zamudio
  • Susana Maria D Hernandez Zamudio
  • Susana Maria Del Rosario Hernandez Zamudio,
  • Susana Maria Del Rosario Hernandez Zamudio
  • Susana Maria D Hernandez Lucero

View on SEC IAPD

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