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Thomas Gerald Stahle

Tfp Management, LLC

Bettendorf, IA

CRD 6667578

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Employer firm

Tfp Management, LLC CRD 313543

$273M regulatory AUM 35 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Tfp Management, Llc

3475 Utica Ridge Road, Bettendorf, IA 52722 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2021-10-19
  • IA RA
    APPROVED
    Since 2021-10-19

Branch Locations

3475 Utica Ridge Road, Bettendorf, IA 52722 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tfp Management, Llc Bettendorf IA 06/2016 10/2021
Alphastar Capital Management, Llc Cornelius NC 06/2017 Present
Tfp Management, Llc Bettendorf IA 10/2021 Present
Previous Registrations
  • 2017-06-15 → 2021-10-25
    Bettendorf, IA
    Cornelius, NC
  • 2016-07-19 → 2018-01-10
    True Financial Partners
    Bettendorf, IA
Other Businesses

True Financial Partners -Investment Related - 3475 Utica Ridge Road, Bettendorf, IA 52722 - Financial Advisor - Selling Insurance Products and Services

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-07-19
  • S65 Uniform Investment Adviser Law Examination
    2016-07-19

View on SEC IAPD

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