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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-01-30 |
| CA | RA | APPROVED | 2020-10-21 |
Branch Locations
2455 Bennett Valley Rd Suite B200, Santa Rosa, CA 95404 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sonoma State University | Rohnert Park | CA | 08/2013 | 05/2017 |
| Salmon Felte Insurance | Santa Rosa | CA | 06/2016 | 09/2017 |
| New York Life Insurance Company | Roseville | CA | 03/2017 | 07/2017 |
| Nylife Securities Llc | Roseville | CA | 03/2017 | 07/2017 |
| Salmon Felte Insurance | Santa Rosa | CA | 09/2017 | 10/2017 |
| Salmon Felte Insurance | Santa Rosa | CA | 10/2017 | Present |
| Nylife Securities Llc | Roseville | CA | 10/2017 | 05/2019 |
| Nylife Securities Llc | Roseville | CA | 09/2019 | Present |
| Eagle Strategies Llc | Santa Rosa | CA | 10/2020 | Present |
| Three Groves Insurance & Financial Services Llc | Santa Rosa | CA | 09/2024 | Present |
[Alpha Gamma Delta (Sonoma State Chapter); foster a love leadership in young women and help support the cause of fighting hunger. Encourage sisterhood amongst its members; 1801 E Cotati Ave, Rohnert Park, CA 94928; Start Date 10/2023; Role/Title: New Member Experience Advisor; Not Investment Related; 12 hours per month; 0 hours per month during securities trading hours; help and encourage leadership among colleigate women, help faciliate new member meetings and lesson plans for the semester. Helps new member colliegate director with the new members and their education] [OPERATING UNDER THE DBA NAME OF SalmonFelte Insurance and Financial Services FOR THE PURPOSE OF SERVICING ITS INSURANCE AND FINANCIAL PRODUCT CLIENTS; INVESTMENT RELATED; ASSOCIATE; SANTA ROSA, CA; START DATE: 10/2017] [OPERATING UNDER THE DBA NAME OF Three Groves Insurance & Financial Services LLC FOR THE PURPOSE OF SERVICING ITS INSURANCE AND FINANCIAL PRODUCT CLIENTS; INVESTMENT RELATED; ASSOCIATE; SANTA ROSA, CA; START DATE: 09/2024]
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-09-01 |
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