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Cwm, LLC CRD 155344
$50.6B regulatory AUM 248 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
14600 Branch St., Omaha, NE 68154 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2020-08-13 |
Branch Locations
14600 Branch St., Omaha, NE 68154 • United States
4 North Park Drive, Ste. 402, Cockeysville, MD 21030 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Penn Mutual Life Insurance | Horsham | PA | 06/2016 | 08/2020 |
| Hornor Townsend & Kent Inc | Horsham | PA | 06/2016 | 08/2020 |
| Cwm, Llc | Omaha | NE | 08/2020 | Present |
| Jacob William Advisory | Cockeysville | MD | 08/2020 | 06/2025 |
| Jacob William Advisory | Cockeysville | MD | 06/2025 | Present |
NAME OF BUSINESS: COLLABORATIVE PROFESSIONALS OF BALTIMORE NATURE: SERVICE INDUSTRY START: 2/1/2018 POSITION: Member APPX. HRS/MONTH: 10 % APPX HRS/MONTH DURING TRADING HOURS: DUTIES: MEMBER OF CPB, ATTEND EVENTS, SPEAKER DISCUSSING PROFESSIONAL TOPICS, SUCH AS FINANCIAL AND TAX ISSUES IN DIVORCE. WORK CASES WITH PROFESSIONALS SERVE AS NEUTRALIST. NAME OF BUSINESS: The Shoals Condominium NATURE: Association START: 9/1/2019 POSITION: Treasurer APPX. HRS/MONTH: 1 % APPX HRS/MONTH DURING TRADING HOURS: 0 DUTIES: Pay bills & update financials NAME OF BUSINESS: Women in Insurance & Financial Services (WIFS) NATURE: Provide Professional Development START: 1/1/2020 POSITION: Co-President APPX. HRS/MONTH: 2 % APPX HRS/MONTH DURING TRADING HOURS: 10% DUTIES: Attract, develop and advance women in their professional careers FIXED INSURANCE NATURE: Insurance START: 8/1/2020 APPX. HRS/MONTH: 5 % APPX HRS/MONTH DURING TRADING HOURS: 5 POSITION: INSURANCE AGENT DUTIES: Sells Life, Health, Disability, Annuities & LTC\ NAME OF BUSINESS: AA Collaborative Group NATURE: Collaborative group START: 9/1/2023 POSITION: Treasurer APPX. HRS/MONTH: 2 % APPX HRS/MONTH DURING TRADING HOURS: 10 DUTIES: Keeping track of the dues, paying for lunches, and reconciling the banking account. Also, as a member, I'll be attending meeting and supporting our mission.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2016-08-25 |
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