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Scott Matthew Hartzman

Lebenthal Global Advisors, LLC

Hauppauge, NY

Jericho, NY

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Current Employers
Lebenthal Global Advisors, Llc

200 Parkway Drive South Suite 200, Hauppauge, NY 11788 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-23
  • NY RA
    APPROVED
    Since 2021-08-23

Branch Locations

200 Parkway Drive South Suite 200, Hauppauge, NY 11788 • United States

500 N Broadway Suite 238, Jericho, NY 11753 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cadaret, Grant & Co. Inc. Jericho NY 06/2016 09/2016
Gap Plainview NY 07/2012 08/2017
Gauntlet Entertainment Group, Llc New York NY 01/2019 01/2020
American Investment Planners, Llc Jericho NY 06/2016 09/2016
Lebenthal Global Advisors, Llc Hauppauge NY 07/2017 10/2021
Lebenthal Global Advisors, Llc Jericho NY 08/2021 Present
Lifeofscott New York NY 11/2017 08/2019
Mp Music House New York NY 08/2018 12/2018
Lebenthal Financial Services, Inc. Jericho NY 10/2021 Present
  • 06/2016 → 09/2016
    Cadaret, Grant & Co. Inc.
    Jericho, NY
  • 07/2012 → 08/2017
    Gap
    Plainview, NY
  • 01/2019 → 01/2020
    Gauntlet Entertainment Group, Llc
    New York, NY
  • 06/2016 → 09/2016
    American Investment Planners, Llc
    Jericho, NY
  • 07/2017 → 10/2021
    Lebenthal Global Advisors, Llc
    Hauppauge, NY
  • 08/2021 → Present
    Lebenthal Global Advisors, Llc
    Jericho, NY
  • 11/2017 → 08/2019
    Lifeofscott
    New York, NY
  • 08/2018 → 12/2018
    Mp Music House
    New York, NY
  • 10/2021 → Present
    Lebenthal Financial Services, Inc.
    Jericho, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-11-22
S65 Uniform Investment Adviser Law Examination 2021-08-12
  • S63 Uniform Securities Agent State Law Examination
    2024-11-22
  • S65 Uniform Investment Adviser Law Examination
    2021-08-12

View on SEC IAPD

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LANNY JOEL WEISMAN
CHRISTOPHER J VARGAS
DAVID JOHN JENSEN
DYLAN JOSEPH GUERRERA
PATRICK DE TOLLA
RONALD LEE HOUSLEY

Other Offices

EQUITY SERVICES, INC. · HAUPPAUGE, NY
MADISON GLOBAL ADVISORS LLC · HAUPPAUGE, NY
UNITED FINANCIAL PLANNING GROUP LLC · HAUPPAUGE, NY
COMMONWEALTH FINANCIAL NETWORK · Hauppauge, NY
LPL FINANCIAL LLC · HAUPPAUGE, NY
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Hauppauge, NY
J.P. MORGAN SECURITIES LLC · HAUPPAUGE, NY
CETERA INVESTMENT ADVISERS LLC · Hauppauge, NY

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