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Alex Michael Mindemann

Schwab Wealth Advisory, Inc.

Lone Tree, CO

CRD 6667195

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Employer firm

Schwab Wealth Advisory, Inc. CRD 159035

168,774 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-04
CO RA APPROVED 2021-02-10
  • TX RA
    APPROVED
    Since 2022-01-04
  • CO RA
    APPROVED
    Since 2021-02-10

Branch Locations

9800 Schwab Way, Lone Tree, CO 80124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimerfunds Distributor, Inc. Centennial CO 05/2016 06/2017
Charles Schwab & Co., Inc. Lone Tree CO 07/2017 04/2019
Charles Schwab & Co., Inc. Lone Tree CO 11/2019 Present
Mill Brothers Landscaping Timnath CO 04/2019 05/2019
Wal-Mart Loveland CO 05/2019 07/2019
Unemployed Loveland CO 07/2019 11/2019
Schwab Wealth Advisory Inc Lone Tree CO 01/2021 Present
  • 05/2016 → 06/2017
    Oppenheimerfunds Distributor, Inc.
    Centennial, CO
  • 07/2017 → 04/2019
    Charles Schwab & Co., Inc.
    Lone Tree, CO
  • 11/2019 → Present
    Charles Schwab & Co., Inc.
    Lone Tree, CO
  • 04/2019 → 05/2019
    Mill Brothers Landscaping
    Timnath, CO
  • 05/2019 → 07/2019
    Wal-Mart
    Loveland, CO
  • 07/2019 → 11/2019
    Unemployed
    Loveland, CO
  • 01/2021 → Present
    Schwab Wealth Advisory Inc
    Lone Tree, CO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-11-22
S63 Uniform Securities Agent State Law Examination 2017-11-09
  • S66 Uniform Combined State Law Examination
    2017-11-22
  • S63 Uniform Securities Agent State Law Examination
    2017-11-09
Designations
  • Certified Financial Planner

View on SEC IAPD

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