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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-03-16
  • CA RA
    APPROVED
    Since 2023-03-16

Branch Locations

1512 Eureka Rd 3Rd Fl, Roseville, CA 95661 • United States

1512 Eureka Rd Ste 300 [Kc-Rbo], Roseville, CA 95661 • United States

4364 Town Center Blvd 2Nd Fl [Kb-Rbo], El Dorado Hills, CA 95762 • United States

4364 Town Center Blvd Ste 220, El Dorado Hills, CA 95762 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Sacramento CA 05/2009 03/2023
Charles Schwab Bank Sacramento CA 05/2009 03/2023
Wells Fargo Clearing Services, Llc Sacramento CA 03/2023 Present
Previous Registrations
  • 2009-06-15 → 2023-03-14
    Roseville, CA
    Sacramento, CA
    Woodland Hills, CA
  • 2006-03-31 → 2009-05-29
    Wells Fargo Investments, Llc
    Sacramento, CA
    Roseville, CA
    Roseville, CA
    Roseville, CA
  • 2005-02-14 → 2006-01-27
    Roseville, CA
Other Businesses

RENTAL PROPERTY; INV. RELATED; ROSEVILLE,CA; 100% OWNERSHIP; START DATE 03/17/2023; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; OWNER.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-02-12
  • S66 Uniform Combined State Law Examination
    2005-02-12
Other Names
  • Geoff Howard

View on SEC IAPD

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