Clare Marie Nawrocki

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 10/2016
  Unemployed
  Oak Lawn, IL
• 10/2016 → 06/2020
  Axa Advisors, Llc
  New York, NY
• 10/2016 → 05/2025
  Equitable Advisors, Llc
  New York, NY
• 05/2025 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 05/2025 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2017-05-31 → 2025-05-30
  Equitable Advisors, Llc
  Oak Lawn, IL
  Oak Brook, IL
  Oak Brook, IL

Other Businesses

1. FIXED INSURANCE SALES AND SERVICE, Oak Lawn IL 60453, United States, 05/28/2025, Agent, Insurance/Benefits/Human Resources, INV REL, 30 HR/MO - 4 HR/MO TRADING 2. MARK NAWROCKI, CPA, Oak Lawn IL 60453, United States, 06/02/2025, W2 Employee, NIR, 80 HR/MO - 80 HR/MO TRADING 3. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING 5/28/2025 4. KEVIN RYAN FOR ILLINOIS, Chicago IL 60657, 07/02/2025, Treasurer, Government/Political, NIR, 20 HR/MO, 5 HR/MO TRADING.

Exams

• S66 Uniform Combined State Law Examination
  2017-04-28

Other Names

• Clare Nawrocki