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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| C. John Crane, Inc | Buffalo | NY | 01/2000 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2013 | Present |
| Crane Capital Group, Inc | Buffalo | CA | 07/2018 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, FIXED INSURANCE, START 06/2006, 10HRS/WK (TRADING HOURS), INSURANCE AGENT - SELLS LIFE, HEALTH, ANNUITIES, DISABILITY, LONG-TERM CARE, PROPERTY AND CASUALTY. 2. C. JOHN CRANE, INC.; INVESTMENT RELATED; SAME AS REGISTERED ADDRESS; INSURANCE SALES; START 06/2006; 15 HRS/WK (TRADING HOURS); INSURANCE AGENT; 3. OWNER - RENTAL PROPERTY, ST. ELLICOTTVILLE, NY, 2 HOURS NON SECURITIES, SINCE 5/2013; 4. NAME OF OTHER BUSINESS: CRANE CAPITAL GROUP, INC. INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 07/2018 POSITION/TITLE/RELATIONSHIP: REGISTERED REPRESENTATIVE/OWNER APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES. 5. NAME OF OTHER BUSINESS: LIFE SETTLEMENT BUSINESS; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: LIFE SETTLEMENT; START DATE: 05/2019; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE SETTLEMENTS THROUGH WELCOME FUNDS, INC.;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2005-04-28 |
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