Alexander Luke Pao

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2019 → 12/2022
  Td Ameritrade
  San Diego, CA
• 06/2018 → 08/2018
  Dax Wealth Management Group
  Hermosa Beach, CA
• 08/2015 → 05/2019
  University Of California, Berkeley
  Berkeley, CA
• 12/2022 → 10/2024
  Charles Schwab And Co., Inc.
  Torrance, CA
• 07/2024 → 11/2024
  Charles Schwab Bank Ssb
  Torrance, CA
• 11/2024 → Present
  Ameriprise Financial Services, Llc
  Hermosa Beach, CA

Previous Registrations

• 2022-01-26 → 2024-11-26
  Charles Schwab & Co., Inc.
  Long Beach, CA
  Seal Beach, CA
  Torrance, CA
• 2019-09-16 → 2023-09-07
  Td Ameritrade Investment Management, Llc
  San Diego, CA
  Long Beach, CA
• 2019-09-16 → 2022-10-14
  Td Ameritrade, Inc.
  San Diego, CA
  Long Beach, CA
  Seal Beach, CA
  Torrance, CA
  Omaha, NE

Other Businesses

Business Ownership; Pao and Associates; Owner; Manage Ameriprise Business; 77 15th St, Unit 12, Hermosa Beach, CA, 90254; Investment-Related; 05/01/2025; 0 hours per month; 0 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2019-09-14

Other Names

• Alexander Luke Pao
• Alexander Pao
• Alex Pao
• Alex Pao