Lily Fallah

Current Employers

Employment History

• 06/2018 → 07/2023
  Wells Fargo Clearing Services, Llc
  La Jolla, CA
• 05/2017 → 05/2018
  Wells Fargo Advisors
  La Jolla, CA
• 07/2016 → 04/2017
  Morgan Stanley
  La Jolla, CA
• 10/2014 → 05/2018
  San Diego State University
  San Diego, CA
• 07/2023 → 01/2024
  Woodbury Financial Services Inc
  Carlsbad, CA
• 07/2023 → Present
  Ruzam Llc D/B/A Guide My Finances
  Carlsbad, CA
• 01/2024 → Present
  Osaic Wealth, Inc.
  Carlsbad, CA

Previous Registrations

• 2023-07-10 → 2024-01-19
  Woodbury Financial Services, Inc.
  Carlsbad, CA
• 2019-01-28 → 2023-07-18
  Wells Fargo Clearing Services, Llc
  La Jolla, CA

Other Businesses

1. THE ARC OF SAN DIEGO, INV RELATED, SAN DIEGO, CA, TREASURER, START 3/23/2022, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, REVIEWING FINANCE COMMITTEE MEETING MINUTES TO THE BOARD. 2. GUIDE MY FINANCES POSITION: Investment Advisor NATURE: Provides investment management, financial planning. INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 07/10/2023 ADDRESS: 1265 Carlsbad Village Dr, #201, Carlsbad CA 92008, United States DESCRIPTION: Investment management and financial planning. 3. INSURANCE SALES; INVESTMENT-RELATED; CARLSBAD, CA; INSURANCE AGENT; START DATE: 07/2023; APPROXIMATELY 10 HRS/MO DURING TRADING HOURS; SALES OF VARIOUS INSURANCE PRODUCTS. 4. THE ARC OF SAN DIEGO POSITION: Treasurer / Chair of Investment Committee NATURE: The Arc of San Diego supports and empowers people with disabilities to achieve their life goals. The Arc provides multiple different services to individuals with disabilities, such as early intervention, day training, supported living services, employment services, etc. I am the Treasurer and Chair for the Investment Committee for The Arc of San Diego. I lead the Investment Committee meetings on a quarterly basis and the Finance Committee meetings on a monthly basis. I then recap the information at our board meetings on a monthly basis. None of these meetings are during trading hours and it's about a 3hour commitment each month. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 02/19/2020. ADDRESS: 3030 Market Street, San Diego CA 92102, United States DESCRIPTION: As the Treasurer for The Arc of San Diego, I call our monthly meetings to order and go through the agenda with the finance committee. The VP of Finance for The Arc goes over all accounting / finance reportsand we as a committee ask questions if they come up.As the chair for the Investment Committee, I call our quarterly meetings to order and review the updated investment numbers with the committee. The VP of Finance for The Arc goes into further depth of any pertinent information. I DO NOT make any trades or am involved in the investments in that capacity. I provide additional oversight and ask questions to the advisors/money managers that are hired for The Arc. 5. LILY FALLAH POSITION: Insurance agent NATURE: Insurance agent INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/10/2023 ADDRESS: 1265 Carlsbad Village Dr, #201, Carlsbad CA 92008, United States DESCRIPTION: I'm a licensed CA insurance agent. I am currently not writing insurance based business, but I do discuss it during client review meetings.

Exams

• S66 Uniform Combined State Law Examination
  2019-01-28

Designations