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Emily Kim

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bellevue, WA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2021-10-21
TX RA APPROVED 2019-04-26
CA RA APPROVED 2019-04-24
  • WA RA
    APPROVED
    Since 2021-10-21
  • TX RA
    APPROVED
    Since 2019-04-26
  • CA RA
    APPROVED
    Since 2019-04-24

Branch Locations

10400 Ne 4Th St, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pasadena CA 06/2016 Present
Bank Of America, N.A. Pasadena CA 12/2022 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-04-23
  • S66 Uniform Combined State Law Examination
    2019-04-23
Other Names
  • Hong Ji Kim

View on SEC IAPD

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BASECAMP WEALTH ADVISORS, LLC · BELLEVUE, WA
THREADLINE WEALTH · BELLEVUE, WA
SCS · BELLEVUE, WA
STEWARD CAPITAL LLC. · BELLEVUE, WA
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LPL FINANCIAL LLC · BELLEVUE, WA
LIDO · BELLEVUE, WA
FOCUS PARTNERS WEALTH, LLC · Bellevue, WA

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