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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-08-19 |
| NY | RA | APPROVED | 2024-08-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Iselin | NJ | 08/2017 | 10/2021 |
| Marist College | Poughkeepsie | NY | 08/2013 | 05/2018 |
| Marist College | Poughkeepsie | NY | 03/2014 | 03/2017 |
| Mercedes Benz Of Caldwell | Fairfield | NJ | 03/2017 | 05/2017 |
| Bank Of America, N.A. | Iselin | NJ | 08/2019 | 10/2021 |
| Morgan Stanley | New York | NY | 11/2021 | 07/2024 |
| Morgan Stanley Private Bank, N.A | New York | NY | 12/2022 | 07/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 07/2024 | Present |
| Bank Of America, N.A. | New York | NY | 08/2024 | Present |
I*1947280, Entity Type, Name of OBA: Seton Hall Preparatory School Alumni Association Address: West Orange, New Jersey, 07052 Investment Related: no Position, Title, Association: Board Member, Officer Employee Start Date: 03-Jun-2022No Hours:5 monthly No Hours during trading: 1Duties:Provide overall volunteer leadership to all the activities of the Association. Chair meetings of the Alumni Board and Alumni Association Oversee the activities of all the committees and the Alumni Association Report on the State of the Association Serve as a liaison between the Board of Trustees annually to report on the state of the association I*3019270, Entity Type, Name of OBA: Seton Hall Preparatory School Forming Hands On Servant Leaders Address: West Orange New Jersey07052 Investment Related: No Position, Title, Association: capital campaign team Employee Start Date: 12/01/2025 No Hours: 52 weekly No Hours during trading: 0 Duties: Assist in raising capital from past Alumni to support the above mentioned Capital Campaign mission. Seton Hall Preparatory school has asked me to be part of their capital campaign to raise funds for a new Health & Wellness center, new digital classrooms, a completely renovated Auditorium and Main Hallway, additional improvements to the campus - air conditioning, technology, etc, additional capital to the Learning Assistance Program, and other student lead programs. I*4329265 Entity Type: Charitable Name of OBA: Fast Feet NYC Address: Brooklyn, New York, 11222 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 04/14/2026 Number of Hours: 4, Monthly Number of Hours during trading: 0 Duties: Fast Feet provides the physical, mental, and social benefits of running to schools and communities that serve children of all abilities. We promote equality and inclusion in athletics, fitness, and wellness. Our community programs are open to the public and we welcome all youth and young adults to join our team! Fast Feet Running and Athletics, INC is a 501(c)3 Non-Profit Organization Brooklyn, NY 11222 Acts in a fiduciary capacity with a duty of care, loyalty, and obedience to the nonprofit's mission Provides governance and strategic oversight without involvement in day to day operation Hires, supports, and evaluates the executive leadership of the organization Serves as an ambassador for the nonprofit, supporting fundraising and ethical accountability
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-10-12 |
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