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Stephen Riley Dunleavy

Charles Schwab & Co., Inc.

Leawood, KS

Omaha, NE

CRD 6665984

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-05-24
KS RA APPROVED 2022-10-01
MO RA APPROVED 2022-01-31
  • TX RA
    APPROVED_RES
    Since 2025-05-24
  • KS RA
    APPROVED
    Since 2022-10-01
  • MO RA
    APPROVED
    Since 2022-01-31

Branch Locations

13501 Nall Avenue, Leawood, KS 66224-8902 • United States

16811 Burke Street Suite 101, Omaha, NE 68118 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Century Investment Services Inc. Kansas City MO 07/2016 07/2021
Charles Schwab & Co., Inc. Leawood KS 07/2021 Present
Charles Schwab Bank, Ssb Leawood KS 07/2021 Present
  • 07/2016 → 07/2021
    American Century Investment Services Inc.
    Kansas City, MO
  • 07/2021 → Present
    Charles Schwab & Co., Inc.
    Leawood, KS
  • 07/2021 → Present
    Charles Schwab Bank, Ssb
    Leawood, KS
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-29
S63 Uniform Securities Agent State Law Examination 2016-08-03
  • S66 Uniform Combined State Law Examination
    2022-01-29
  • S63 Uniform Securities Agent State Law Examination
    2016-08-03
Other Names
  • S Riley Dunleavy
  • Riley Dunleavy
  • Stephen Dunleavy
  • Stephen R Dunleavy

View on SEC IAPD

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