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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-05
PA RA APPROVED 2026-05-27
  • TX RA
    APPROVED
    Since 2026-06-05
  • PA RA
    APPROVED
    Since 2026-05-27

Branch Locations

1600 Jfk Blvd, Philadelphia, PA 19103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America Philadelphia PA 05/2025 05/2026
Merrill Lynch, Pierce, Fenner & Smith Incorporated Philadelphia PA 06/2016 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pittsburgh PA 06/2016 05/2025
Duquesne University Law School Pittsburgh PA 09/2013 05/2017
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-03
  • S66 Uniform Combined State Law Examination
    2018-08-03
Other Names
  • Natalie Laux
  • Natalie Michelle Laux

View on SEC IAPD

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