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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-04
  • TX RA
    APPROVED
    Since 2022-01-04

Branch Locations

1803 Broadway St, San Antonio, TX 78215 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Houston TX 07/2018 05/2021
Jpmorgan Chase Bank, N.A. Houston TX 07/2018 05/2021
Jp Morgan Chase & Co. Houston TX 05/2017 08/2017
Texas Christian University Fort Worth TX 08/2016 05/2017
Texas Christian University Fort Worth TX 08/2014 05/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Antonio TX 09/2021 Present
Unemployed San Antonio TX 05/2021 09/2021
Bank Of America, N.A. San Antonio TX 01/2022 Present
  • 07/2018 → 05/2021
    Jpmorgan Securities Llc
    Houston, TX
  • 07/2018 → 05/2021
    Jpmorgan Chase Bank, N.A.
    Houston, TX
  • 05/2017 → 08/2017
    Jp Morgan Chase & Co.
    Houston, TX
  • 08/2016 → 05/2017
    Texas Christian University
    Fort Worth, TX
  • 08/2014 → 05/2018
    Texas Christian University
    Fort Worth, TX
  • 09/2021 → Present
    San Antonio, TX
  • 05/2021 → 09/2021
    Unemployed
    San Antonio, TX
  • 01/2022 → Present
    Bank Of America, N.A.
    San Antonio, TX
Other Businesses

I*2707262, Entity Type, Name of OBA: 1964 H LLC Address: San Antonio Texas 78209 Investment Related: No Position, Title, Association:registered agent Employee Start Date: 08/11/2025 No Hours: 1 yearly No Hours during trading: 0 Duties: Registered agent of the entity. LLC will be owned by parents. LLC to own rental residential real estate property

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-29
S63 Uniform Securities Agent State Law Examination 2018-09-10
  • S66 Uniform Combined State Law Examination
    2021-12-29
  • S63 Uniform Securities Agent State Law Examination
    2018-09-10

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