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Fifth Third Securities, Inc. CRD 628
$10.9B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-11-21 |
Branch Locations
225 West Main Street, Mason, OH 45040 • United States
7810 Tylersville Square Drive, West Chester, OH 45069 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bancorp Investments, Inc. | Cincinnati | OH | 05/2016 | Present |
| U.S. Bank | Mason | OH | 05/2015 | 10/2019 |
| Northern Kentucky University | Highland Heights | KY | 01/2011 | 12/2017 |
| Us Bancorp Investments | Cincinnati | OH | 05/2016 | Present |
| Us Bank | Mason | OH | 05/2015 | 10/2019 |
| Northern Kentucky University | Highland Heights | KY | 01/2011 | 12/2017 |
| Fifth Third Bank, N.A. | Cincinnati | OH | 11/2024 | Present |
| Fifth Third Securities, Inc. | Cincinnati | OH | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-06-16 |
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