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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2019-07-25 |
| TX | RA | APPROVED_RES | 2019-07-22 |
Branch Locations
520 Newport Center Dr Pbig - Fashion Island, Newport Beach, CA 92660 • United States
100 Federal St Pbig - Boston Private Wealth Ctr, Boston, MA 02110 • United States
Wilmington, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Boston | MA | 12/2015 | 05/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Boston | MA | 06/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-07-24 |
| S63 | Uniform Securities Agent State Law Examination | 1998-11-20 |
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