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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-06-02 |
| IN | RA | APPROVED | 2023-11-27 |
Branch Locations
100 Frontage Rd, Huntington, IN 46750 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
7635 West Jefferson Blvd, Fort Wayne, IN 46804 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Shelton Financial Group | Fort Wayne | IN | 05/2016 | 09/2016 |
| Ash Brokerage | Fort Wayne | IN | 03/2017 | 09/2018 |
| Shelton Financial Group | Fort Wayne | IN | 09/2018 | 11/2023 |
| Usa Financial Securities | Ada | MI | 05/2018 | 11/2023 |
| University Of Saint Francis | Fort Wayne | IN | 08/2015 | 05/2019 |
| Kestra Investment Services, Llc | Fort Wayne | IN | 11/2023 | Present |
| Kestra Advisory Services, Llc | Fort Wayne | IN | 11/2023 | Present |
Business Name: SHELTON FINANCIAL GROUP POSITION: Advisor NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 100 START DATE: 11/15/2023 ADDRESS: 7635 West Jefferson Blvd, Fort Wayne IN 46804 DESCRIPTION: I am a financial advisor. I sell all types of investment instruments listed above. I also am a fee advisor as well. Business Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/15/2023 ADDRESS: 5707 Southwest Parkway | Building 2, Suite 400, Austin TX 78735 DESCRIPTION: IAR Business Name: FAMILY CENTERED SERVICES POSITION: Board Member NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/01/2024 ADDRESS: 1515 N Sutton Cir Dr, Bluffton IN 46714, United States DESCRIPTION: I am on the FCS board. We decide how the company will handle business during the year. We are responsible for voting on where some grants go but there are 12 voting members. We also raise money through the selling of fake ducks for a duck race down the river. no other duties.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-08-15 |
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