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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-06-02
IN RA APPROVED 2023-11-27
  • TX RA
    APPROVED
    Since 2025-06-02
  • IN RA
    APPROVED
    Since 2023-11-27

Branch Locations

100 Frontage Rd, Huntington, IN 46750 • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

7635 West Jefferson Blvd, Fort Wayne, IN 46804 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Shelton Financial Group Fort Wayne IN 05/2016 09/2016
Ash Brokerage Fort Wayne IN 03/2017 09/2018
Shelton Financial Group Fort Wayne IN 09/2018 11/2023
Usa Financial Securities Ada MI 05/2018 11/2023
University Of Saint Francis Fort Wayne IN 08/2015 05/2019
Kestra Investment Services, Llc Fort Wayne IN 11/2023 Present
Kestra Advisory Services, Llc Fort Wayne IN 11/2023 Present
  • 05/2016 → 09/2016
    Shelton Financial Group
    Fort Wayne, IN
  • 03/2017 → 09/2018
    Ash Brokerage
    Fort Wayne, IN
  • 09/2018 → 11/2023
    Shelton Financial Group
    Fort Wayne, IN
  • 05/2018 → 11/2023
    Usa Financial Securities
    Ada, MI
  • 08/2015 → 05/2019
    University Of Saint Francis
    Fort Wayne, IN
  • 11/2023 → Present
    Kestra Investment Services, Llc
    Fort Wayne, IN
  • 11/2023 → Present
    Fort Wayne, IN
Previous Registrations
Other Businesses

Business Name: SHELTON FINANCIAL GROUP POSITION: Advisor NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 100 START DATE: 11/15/2023 ADDRESS: 7635 West Jefferson Blvd, Fort Wayne IN 46804 DESCRIPTION: I am a financial advisor. I sell all types of investment instruments listed above. I also am a fee advisor as well. Business Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/15/2023 ADDRESS: 5707 Southwest Parkway | Building 2, Suite 400, Austin TX 78735 DESCRIPTION: IAR Business Name: FAMILY CENTERED SERVICES POSITION: Board Member NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/01/2024 ADDRESS: 1515 N Sutton Cir Dr, Bluffton IN 46714, United States DESCRIPTION: I am on the FCS board. We decide how the company will handle business during the year. We are responsible for voting on where some grants go but there are 12 voting members. We also raise money through the selling of fake ducks for a duck race down the river. no other duties.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-15
  • S66 Uniform Combined State Law Examination
    2019-08-15
Designations

View on SEC IAPD

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