Thomas Wagner

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2025-08-13

Branch Locations

Fort Mill, SC • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Delray Beach	FL	06/2018	07/2019
National Life Group	Boca Raton	FL	10/2017	04/2018
Merrill Lynch	Red Bank	NJ	06/2016	08/2017
Lynn University Fitness Center	Boca Raton	FL	09/2015	05/2017
Woodys Ocean Grill	Sea Bright	NJ	11/2014	12/2017
Lynn University	Boca Raton	FL	08/2015	05/2018
Playa Bowls	Boca Raton	FL	02/2018	06/2018
Bank Of America And Merrill	West Palm Beach	FL	07/2019	12/2021
Fidelity Investments	Boynton Beach	FL	01/2022	08/2025
Fidelity Investments	Boston	MA	03/2025	08/2025
Lpl Financial Llc	Fort Mill	SC	08/2025	Present

06/2018 → 07/2019

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Delray Beach, FL
10/2017 → 04/2018

National Life Group

Boca Raton, FL
06/2016 → 08/2017

Merrill Lynch

Red Bank, NJ
09/2015 → 05/2017

Lynn University Fitness Center

Boca Raton, FL
11/2014 → 12/2017

Woodys Ocean Grill

Sea Bright, NJ
08/2015 → 05/2018

Lynn University

Boca Raton, FL
02/2018 → 06/2018

Playa Bowls

Boca Raton, FL
07/2019 → 12/2021

Bank Of America And Merrill

West Palm Beach, FL
01/2022 → 08/2025

Fidelity Investments

Boynton Beach, FL
03/2025 → 08/2025

Fidelity Investments

Boston, MA
08/2025 → Present

Lpl Financial Llc

Fort Mill, SC

2025-03-31 → 2025-08-06

Strategic Advisers Llc

Fort Mill, SC

Boston, MA
2022-03-11 → 2025-03-31

Fidelity Personal And Workplace Advisors

Covington, KY
2018-10-15 → 2022-01-02

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Delray Beach, FL

New York, NY

West Palm Beach, FL

West Palm Beach, FL

Palm Beach, FL

North Palm Beach, FL

Palm Beach, FL

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-10-11

Other Firms