Jessica Ann Bailey

Ubs Financial Services Inc.

CRD 6664483

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2024-10-18
AR	RA	APPROVED	2024-10-14
TX	RA	APPROVED_RES	2023-01-30
NJ	RA	APPROVED	2017-10-10

MN RA
APPROVED

Since 2024-10-18
AR RA
APPROVED

Since 2024-10-14
TX RA
APPROVED_RES

Since 2023-01-30
NJ RA
APPROVED

Since 2017-10-10

Branch Locations

Plymouth, MN • United States

14624 N. Scottsdale Rd Suite 300, Scottsdale, AZ 85254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Majerles Sports Grill	Chandler	AZ	05/2014	05/2017
Arizona State University	Tempe	AZ	08/2013	05/2017
Ubs Financial Services	Scottsdale	AZ	08/2016	05/2017
Ubs Financial Services Inc	Scottsdale	AZ	06/2017	Present

05/2014 → 05/2017

Majerles Sports Grill

Chandler, AZ
08/2013 → 05/2017

Arizona State University

Tempe, AZ
08/2016 → 05/2017

Ubs Financial Services

Scottsdale, AZ
06/2017 → Present

Ubs Financial Services Inc

Scottsdale, AZ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-10-06

S66 Uniform Combined State Law Examination

2017-10-06

Other Names

Jessica Bailey

View on SEC IAPD

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